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ENFORCEMENT ACTION

List of Cases Compounded

2007

No.	Nature of Offence	Offender(s)	Facts of Case	Compound
1.	Knowingly permits the making of false statement to Bursa Malaysia	Kuan Pek Seng	Kuan knowingly permitted the making of a false statement to the KLSE (now known as Bursa Malaysia) with regards to Chin Foh Bhd’s (CFB) turnover and profit as reported in CFB’s audited consolidated results for the financial year ended 31 January 2000, that is contained in CFB’s annual report dated 28 April 2000. At the material time, Kuan Pek Seng was the Group Managing Director of CFB.	Kuan was compounded RM1 million for the offence.
2.	Abet in the making of a false statement to Bursa Malaysia	Lim Chin Tong	Lim Chin Tong abetted Kuan Pek Seng in the making of false statement to the KLSE (now Bursa Malaysia) with regards to CFB’s turnover and profit as reported in CFB’s audited consolidated results for the financial year ended 31 January 2000, which is contained CFB’s annual report dated 28 April 2000. At the material time, Lim Chin Tong was the Executive Director of CFB.	Lim was compounded RM300,000 for the offence.
3.	Trading in futures contracts without a licence	Bay Put Hai	Bay abetted Reinn Holdings Sdn Bhd which had traded in futures contracts on another person's behalf without a futures broker's licence.	Bay was compounded RM250,000 for the offence.