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ADMINISTRATIVE ACTIONS

2008 2007 2006 2005
2004 2002

Administrative Actions in 2006

No.

Nature of Offence
Offender(s)
Facts of Case
Date
WARNINGS ISSUED

1.

Involved in the operations of a futures market

Yap Bee Lee

Yap was involved in the operations of a futures market without a licence through Omni Alliance Sdn Bhd.

Warning letters were issued on 23 March 2006.