Intermediary Search
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List of Licensed Intermediaries
The Lists are not intended to replace the Register of Licence Holders provided under section 77 of the Capital Markets and Services Act 2007. The information in the Lists is accurate as at the date stated. Please call 603-6204 8000 (during office hours) or e-mail cau@seccom.com.my for the most current information.

By publishing the Lists, the SC does not recommend nor guarantee the performance of any licensed person. The information presented in the list is current as at 31 July 2010.

(Note: You need to have Acrobat Reader to view the pdf files. If you do not have Acrobat Reader, you may download it first.)

List of CMSL holders for the following regulated activities:

• Islamic Fund Management (pdf)
• Advising on Corporate Finance (pdf)
• Dealing in Securities Restricted to Unit Trust (pdf)
• Dealing In Securities (pdf)
• Financial Planning Activities (Corporate) (pdf)
• Financial Planning Activities (Individual) (pdf)
• Fund Management (pdf)
• Trading in Futures Contract (pdf)
• Investment Advice (pdf)
• Investment Advice Activities (Individual) (pdf)
• List of Registered Venture Capital Corporations (pdf)
• List of Registered Venture Capital Management Corporations (pdf)