Page 5 - SC Annual Report 2018 (ENG)

Securities Securities
Securities
Commission
Commission Commission
Malaysia Malaysia
Malaysia
ANNUAL
ANNUAL ANNUAL
REPORT
REPORT REPORT
2018 2018
2018

4 Chairman’s
Chairman’s Message
Message

Part 1 Part 4
Part 4
Enabling Shared 3 Introduction Box Article Capital Market 71 Overview Box Article
Capital Market
71 Overview
Box Article
71 Global Developments in 2018
Value Growth 3 Towards a Capital Market Review and 71 Global Developments in 2018
Review and
Which Caters to Societal and 5 Brighter Future with Green 77 Malaysian Capital Market 83 Growth of the Malaysian Capital
83 Growth of the Malaysian Capital
77 Malaysian Capital Market
Outlook
Developments in 2018
Environmental Needs through SRI Finance Outlook Developments in 2018 Market in the Last 25 Years:
Market in the last 25 Years:
86 Outlook for 2019
and ICM 6 Aligning Sustainable Finance with 86 Outlook for 2019 Mobilising Financial Resources
Mobilising Financial Resources
10 Broadening Alternative Financing the Sustainable Development for Economic Development
for Economic Development
Avenues Goals
18 Facilitating Greater Investor 14 Case Study on Successful ECF
Part 5
Board Members
92
Inclusiveness Issuers Part 5 92 Board Members
25 Spurring Greater Vibrancy and 24 aFINity 98 Executive Team
Executive Team
98
Statements,
Efficiency in the Capital Market 28 Compliance Requirements for Statements, 100 Shariah Advisory Council Members
100 Shariah Advisory Council Members
Statistics and
30 Collaborating for Growth and IDSS Statistics and
102 Organisation Structure
Innovation 102 Organisation Structure
Activities
Activities 104 Statement on Governance
104 Statement on Governance
Part 2 112 Audit Committee Report
112 Audit Committee Report
Shaping Market 37 Introduction Box Article 115 Financial Statements
115 Financial Statements
151 Corporate Proposals
Conduct 37 Inculcating Good Governance 151 Corporate Proposals
Culture 44 Thematic Review on Liquidity Risk 157 Investment Management
157 Investment Management
39 Cultivating Good Conduct Management 162 Islamic Capital Market
162 Islamic Capital Market
Through Surveillance and 45 Thematic Review on Structured
168 Venture Capital and Private Equity
Supervision Warrants 168 Venture Capital and Private Equity
172 Equity Crowdfunding and Peer-to-Peer Financing
48 Pursuing Credible Deterrence 46 Thematic Review on Suspicious 172 Equity Crowdfunding and Peer-to-Peer Financing
Through Enforcement Transactions Reports 176 Authorisation and Licensing
176 Authorisation and Licensing
50 Ensuring Resilience of the 47 Thematic Review on Supervision 181 Enforcement
181 Enforcement
Capital Market and Management of Remisiers
203 Investor Empowerment Initiatives
55 Empowering Investors 203 Investor Empowerment Initiatives
212 Complaints and Enquiries
212 Complaints and Enquiries
213 Publications
213 Publications
Part 3 215 2018 At a Glance
215 2018 At a Glance
Engaging and 61 Introduction 219 Acronyms and Abbreviations
219 Acronyms and Abbreviations
Developing Our 61 Developing Adept Regulators for
the Capital Market
People and 64 Enhancing Employee Wellness
Community 65 Leveraging Digital Technology
66 Responsible Corporate Citizen
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