Page 222 - SC Annual Report 2018 (ENG)
P. 222
Securities
Commission
Malaysia
ANNUAL
REPORT
2018
coMPLAINTs ANd
eNQuIRIes
Chart 1
For the period ending 31 December 2018, the SC
received a total of: classification of complaints
5%
a. 558 Complaints; and 4% Market Misconduct
b. 1,104 Enquiries. Others
25%
Unregulated activities
23%
Table 1 Not within SC’s
purview
2018 2017 2016
Complaints 558 444 433 22%
PLC & Directors
Enquiries 1,104 626 609
21%
ToTAL 1,662 1,070 1,042
Licensed + Registered
persons
Chart 2
classification of enquiries
2%
7% Licensed person
1%
InvestSmart ®
Registered person
9%
Capital market
products
42%
13% Legality of
Others scheme
26%
SC and its laws
212 | PART 5 »» STATEMENTS, STATiSTiCS ANd ACTiviTiES
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