Page 187 - SC Annual Report 2018 (ENG)

Securities
Commission
Malaysia
ANNUAL
REPORT
2018

Table 1
capital Markets services Licence holders
By core activity 2018 2017

Dealing in securities 1 39 39
Dealing in derivatives 8 8
Fund management 98 93
Advising on corporate finance 42 43
Investment advice 16 16
Investment advice (individual) 1 1
Financial planning 35 33
Financial planning (individual) 3 3
ToTAL 242 236
Note:
1 Includes 6 CMSLs for dealing in securities restricted to unit trust and 1 CMSL for dealing in securities restricted to listed securities.

By regulated activity 2018 2017
dealing in securities
Investment banks 10 10
Universal brokers 1 1
1+1 stockbroking companies 12 12
Special scheme foreign stockbroking companies 7 7
Issuing houses 2 2
32 32
dealing in derivatives
Investment banks 5 5
1+1 stockbroking companies 3 3
Special scheme foreign stockbroking companies 2 2
Others 8 8
18 18
clearing
Investment banks 5 5
1+1 stockbroking companies 3 3
Special scheme foreign stockbroking companies 2 2
Others 7 7
17 17

PART 5 »» STATEMENTS, STATiSTiCS ANd ACTiviTiES | 177

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