Page 188 - SC Annual Report 2018 (ENG)

Securities
Commission
Malaysia
ANNUAL
REPORT
2018

Table 1
capital Markets services Licence holders (Continued)
By regulated activity 2018 2017

Fund management
Portfolio management
Investment banks 1 1
Unit trust management companies 25 24
Special scheme foreign fund managers 5 5
Islamic fund managers 21 20
Boutique fund managers 3 2
Digital investment manager 1 -
Others 24 24
Asset management
Real estate investment trusts 19 18
99 94
Advising on corporate finance

Investment banks 10 10
1+1 stockbroking companies 6 6
Special scheme foreign stockbroking companies 6 6
Others/standalone/boutique corporate finance companies 43 44
65 66
Investment advice
Investment banks 8 8
1+1 stockbroking companies 8 8
Special scheme foreign stockbroking companies 7 7
Unit trust management companies 2 2
Others/standalone/boutique investment advice companies 23 22
48 47
Financial planning
Unit trust management companies 5 4
Corporate unit trust advisers 17 15
Others/standalone/boutique financial planning companies 21 21
43 40
dealing in securities restricted to unit trusts
Unit trust management companies 30 30
Islamic fund managers 8 7
Corporate unit trust advisers 17 15
Others 1 1
56 53

178 | PART 5 »» STATEMENTS, STATiSTiCS ANd ACTiviTiES

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