Page 189 - SC Annual Report 2018 (ENG)

Securities
Commission
Malaysia
ANNUAL
REPORT
2018

By regulated activity 2018 2017

dealing in securities restricted to listed securities
Others 1 1
1 1
dealing in securities restricted to oTc bond
Others 1 1
1 1
dealing in private retirement schemes
Investment banks 1 1
Unit trust management companies 9 9
Corporate private retirement scheme advisers 17 12
Others 2 2
29 24
gRANd ToTAL 409 393

Table 2
capital Markets services Representative’s Licence holders

By core activity 2018 2017
Dealing in securities 6,373 6,431
Dealing in derivatives 495 521
Fund management 818 817
Advising on corporate finance 761 772
Investment advice 307 293
Financial planning 833 711
gRANd ToTAL 9,587 9,545

Table 3
Application for new company licences

Regulated Dealing in Dealing in Fund Advising on Investment Financial
corporate
activities securities derivatives management finance advice planning
2018 2017 2018 2017 2018 2017 2018 2017 2018 2017 2018 2017

Issued - 1* - - 5 3 - 4 - - 2 4
Note:
* Dealing in securities restricted to listed to securities.

PART 5 »» STATEMENTS, STATiSTiCS ANd ACTiviTiES | 179

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